The panel discusses the evolving landscape of the SEC's enforcement practices, highlighting significant influences from recent Supreme Court rulings and increased legal challenges. These rulings have ...

The floodgates are opening on legal talent from the U.S. Securities and Exchange Commission wanting to head into private practice, according to industry observers and lateral moves data. While a ...

The SEC will zero in on investment advisors’ compliance with the marketing rule, their compensation arrangements and their recommendations of illiquid or difficult-to-value assets in its examinations ...

A former SEC counsel explains how ownership-based tokenization fits within existing securities law, even as jurisdictional ...

The SEC sent a warning to newly registered investment advisors’ this week to bolster their compliance programs, improve disclosures and tighten up adherence to the agency’s new marketing rule. The ...

Open the Youtube video Alabama held its first practice of SEC Championship Game week on Tuesday. The Crimson Tide players worked for two hours in full pads in the Hank Crisp Indoor Facility. Tuesday’s ...